AS 4009-1992

1-AS 4009:1992 SOFTWARE REVIEWS AND AUDITS
4-PREFACE
5-CONTENTS
7-1. Scope and References
7-1.1 Scope
7-1.2 References
7-2. Definitions
8-3. Introduction
9-3.1 Review Process Prerequisites.
9-3.1.1 Management
9-3.1.2 Development Staff
9-3.1.3 Development Process Planning
9-3.1.4 Review Process Planning
9-3.2 Audit Process Prerequisites
9-3.3 Procedural Description Template
10-4. The Management Review Process
10-4.1 Objective
10-4.2 Abstract
10-4.3 Special Responsibilities
10-4.4 Input
10-4.5 Entry criteria
10-4.5.1 Authorization
10-4.5.2 Initiating Event
11-4.6 Procedures
11-4.6.1 Planning
11-4.6.2 Overview
11-4.6.3 Preparation
11-4.6.4 Examination
11-4.6.5 Rework
11-4.7 Exit Criteria
11-4.8 Output
11-4.9 Auditability
11-5. The Technical Review Process
11-5.1 Objective
12-5.2 Abstract
12-5.3 Special Responsibilities
12-5.3.1 Leader
12-5.3.2 Recorder
12-5.3.3 Team Member
12-5.4 Input
12-5.5 Entry criteria
12-5.5.1 Authorization
12-5.5.2 Initiating Event
12-5.6 Procedures
12-5.6.1 Planning
12-5.6.2 Overview
12-5.6.3 Preparation
12-5.6.4 Examination
13-5.7 Exit Criteria
13-5.8 Output
13-5.9 Auditability
13-6. The Software Inspection Process
13-6.1 Objective
13-6.2 Abstract
13-6.3 Special Responsibilities
13-6.3.1 Moderator
13-6.3.2 Reader
14-6.3.3 Recorder
14-6.3.4 Inspector
14-6.3.5 Author
14-6.4 Input
14-6.5 Entry Criteria
14-6.5.1 Authorization
14-6.5.2 Initiating Event
14-6.5.3 Minimum Entry Criteria
14-6.6 Procedures
14-6.6.1 Planning
14-6.6.2 Overview
14-6.6.3 Preparation
14-6.6.4 Examination
14-6.6.4.1 Introduce Meeting
15-6.6.4.2 Establish Preparedness
15-6.6.4.3 Review the Inspection Checklist
15-6.6.4.4 Read Software Elements and Record Defects
15-6.6.4.5 Review the Defect List
15-6.6.4.6 Make Exit Decision
15-6.6.5 Rework
15-6.6.6 Follow-Up
15-6.7 Exit Criteria
15-6.8 Output
15-6.9 Auditability
15-6.10 Data Collection Requirements
16-7. The Walkthrough Process
16-7.1 Objective
16-7.2 Abstract
16-7.3 Special Responsibilities
16-7.3.1 Moderator
16-7.3.2 Recorder
17-7.3.3 Author
17-7.4 Input
17-7.5 Entry criteria
17-7.5.1 Authorization
17-7.5.2 Initiating Event
17-7.6 Procedures
17-7.6.1 Planning
17-7.6.2 Overview
17-7.6.3 Preparation
17-7.6.4 Examination
17-7.7 Exit Criteria
17-7.8 Output
18-7.9 Auditability
18-8. The Audit Process
18-8.1 Objective
18-8.2 Abstract
18-8.3 Special Responsibilities
18-8.4 Input
18-8.5 Entry Criteria
19-8.6 Procedures
19-8.6.1 Planning
19-8.6.2 Overview
19-8.6.3 Preparation
20-8.6.4 Examination
20-8.6.5 Reporting
20-8.7 Exit Criteria
20-8.8 Output
21-8.9 Auditability
22-Appendixes
22-Appendix A - Guide to Process Applications for Critical Software
22-A1.
22-A2.
23-A3.
24-Appendix B - Guide to Specific Review Applications
24-B1. Software Requirements Review (SRR)
24-B2. Preliminary Design Review (PDR)
26-B3. Critical Design Review (CDR)
26-B4. Software Verification and Validation Plan Review (SVVPR)
27-B5. Managerial Reviews
28-Appendix C - A Guide to Specific Audit Applications
28-C1. The Functional Audit (FA)
29-C2. The Physical Audit (PA)
30-C3. In-Process Audits
30-C4. The Quality Systems Audit (QSA)